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The New York Stock Exchange Listing Rules

I cannot lie, the New York Stock Exchange listing rules are something of a mystery to me.

At least they were, until I started researching this topic for this page of my site. Some initial research has lead me to believe that the NYSE listing rules are actually phenomenally complex and really quite onerous pieces of legislation.

The full rules are codified in Section 303A of the NYSE's Listed Company Manual. These were approved by the SEC in 2003. Applicant companies also now have to comply with the Sarbanes-Oxley Act of 2002.

My honest advice to you is that unless your life depends upon you knowing the NYSE's Listing Rules, you avoid the subject completely. That is not written as a joke either...

Since I have admitted already that I am no expert, and worse, have confessed to not wanting to be, my best suggestion is that should you need to understand the listing rules, you visit the official New York Stock Exchange website.

It ought to be pointed out though, that at the time of writing, it is not easy to find out the type of accurate details that might be needed to make an application to become an NYSE listed company.

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